Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janos Vincent von Aulock | 6990586 | 1 | 12/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kael Alexander Cheatham | 6994711 | 2 | 10/31/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Douglas North | 6714207 | 1 | 03/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Justin Solazzo | 6735898 | 1 | 11/30/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Spencer Allen Kamoni | 6133986 | 1 | 10/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katie Ann Hudson | 5508543 | 4 | 08/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Dean Cates | 6724075 | 2 | 03/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rosa E Devito | 6605695 | 1 | 03/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittani Morgan Long | 6938746 | 1 | 03/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Joseph Hall | 7083061 | 1 | 11/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |