Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Cui | 6285655 | 3 | 10/28/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conor Fitzhenry | 7063025 | 1 | 07/17/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Hyun | 6176620 | 2 | 05/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Walker Heath | 7242332 | 1 | 11/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cooper Ryan Smith | 6740410 | 1 | 11/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Patrick Wight | 6693162 | 1 | 10/10/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katie Ann Hudson | 5508543 | 4 | 06/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Masato McKinley | 7449921 | 1 | 04/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nilay S Patel | 6382949 | 2 | 04/04/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoffrey A Monsonis | 6221165 | 1 | 01/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |