Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Funk | 1927304 | 1 | 09/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Peeples | 1093757 | 4 | 07/07/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph Radican | 2049373 | 1 | 06/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nadya A Mitha | 5427437 | 2 | 06/06/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Justin Stuppnig | 2964308 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Patrick Kilmurray | 5855121 | 1 | 11/13/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter John Romaniw | 2606600 | 1 | 03/30/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Benton Griffin | 4754564 | 2 | 07/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth M Gross | 1789932 | 2 | 02/17/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Randolph Arnheiter | 1684172 | 4 | 02/04/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |