Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Anthony Fasano | 2188567 | 3 | 05/28/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Strittmatter | 6176852 | 1 | 07/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfred Manuel Sosa | 2348549 | 1 | 02/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Sean Clague | 2084276 | 1 | 11/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Peters | 2963540 | 1 | 07/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Glenn Gulley | 2414680 | 3 | 03/31/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Glenn Gulley | 2414680 | 3 | 02/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephan Peter Dipierno | 1878243 | 1 | 12/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Fritze | 806361 | 1 | 12/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Glenn Gulley | 2414680 | 3 | 10/31/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |