Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Roy Werner | 4278130 | 1 | 04/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Max Minkos | 4587781 | 1 | 04/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Marcus Boyce | 3019624 | 1 | 03/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hyun Joo Park | 5025670 | 2 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Serfillippi | 5517111 | 1 | 11/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Eric Talbott | 5660077 | 1 | 07/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Wesley Parker | 2360469 | 2 | 06/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Sparkman | 2734644 | 1 | 12/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David P Quaglia | 2525921 | 2 | 09/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dung Thanh Huynh | 4553467 | 1 | 08/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |