Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Miguel Garcia Ramirez-Gaston | 6050148 | 2 | 09/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hyun Joo Park | 5025670 | 2 | 11/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Maletteri | 2719100 | 1 | 11/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Mollins | 4662690 | 2 | 11/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Auludyn Vrendoren Greywolfe | 3090668 | 2 | 10/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Ian Skupp | 4712303 | 1 | 09/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Lucia | 2682875 | 2 | 07/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victoria Lowery | 5598565 | 1 | 07/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Green Harvey | 6690301 | 1 | 06/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Terry Stark | 5759046 | 1 | 04/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |