Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Miguel Garcia Ramirez-Gaston | 6050148 | 2 | 05/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Gomes | 5655010 | 1 | 04/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Raul Cisneros | 5866666 | 1 | 03/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dmitri A Knysh | 4396485 | 2 | 01/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shirley Ann Lissner | 2830762 | 1 | 12/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Adolfo Montana | 4454367 | 1 | 12/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Wayne Hiltz | 4065265 | 1 | 11/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sergey Grigorevich Solovyev | 4672406 | 2 | 07/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Iaian Oliver | 6158036 | 1 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Rutherford Skiff | 4762029 | 1 | 02/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |