Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Aldrich Krisak | 6166178 | 1 | 05/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Muhammad Usman | 4989336 | 3 | 12/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 12/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Bottolfsen | 5600312 | 1 | 10/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 08/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Cacace | 4490091 | 1 | 01/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Rockwell | 5330475 | 3 | 11/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Lee Price | 4666328 | 3 | 09/17/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Leon Adkins | 4552954 | 1 | 07/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Belinkie | 4648491 | 1 | 06/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |