Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Hugh Root | 1403460 | 4 | 08/21/2008 | Customer Dispute | Closed-No Action | $12,026.00 | $0.00 | See FINRA Report |
| Thomas Damian McKenzie | 2180710 | 5 | 08/07/2008 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| Zvi Yehuda Rosenzweig | 4110421 | 3 | 07/03/2008 | Customer Dispute | Closed-No Action | $8,644.00 | $0.00 | See FINRA Report |
| Joan Kochik Murdaugh | 1101039 | 4 | 06/11/2008 | Customer Dispute | Closed-No Action | $11,500.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 01/12/2006 | Customer Dispute | Closed-No Action | $9,615.54 | $0.00 | See FINRA Report |
| Peter Joseph Blauert | 1142855 | 1 | 01/10/2006 | Customer Dispute | Closed-No Action | $30,802.00 | $0.00 | See FINRA Report |
| Jacob Glofka | 2518240 | 1 | 11/03/2005 | Customer Dispute | Closed-No Action | $8,048.30 | $0.00 | See FINRA Report |
| Karl E Heath Jr | 4727934 | 1 | 08/22/2005 | Customer Dispute | Closed-No Action | $5,239.67 | $0.00 | See FINRA Report |
| Michael Felix Greco | 1199932 | 3 | 07/19/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Theodore Michael Boerger | 1643018 | 1 | 07/12/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |