Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Allen McRoberts | 2180002 | 2 | 09/28/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Sacco | 810701 | 1 | 09/09/2009 | Customer Dispute | Closed-No Action | $236,297.00 | $0.00 | See FINRA Report |
| Kathryn Louise Fitzgerald | 1411000 | 2 | 08/21/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Jana Devijaya Handwerk | 1711800 | 1 | 07/27/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Thomas Irvine | 2466572 | 1 | 06/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 06/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lucas Jon Noble | 5233535 | 1 | 05/08/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Anthony Stowers | 1989879 | 1 | 03/06/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kelly J Youngberg | 3263690 | 1 | 12/17/2008 | Customer Dispute | Closed-No Action | $180,000.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 09/15/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |