Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Vyas | 4152762 | 6 | 01/03/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alejandro Pena | 2768408 | 3 | 06/20/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Samuel Kwun Pong Lau | 4717237 | 2 | 04/03/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Joseph Lavo | 1185209 | 3 | 03/30/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 03/15/2017 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Paul Carr | 1669686 | 1 | 11/16/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gino Donato Callisto | 3214920 | 2 | 08/03/2016 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Robert Milton Cornett | 1612729 | 1 | 08/01/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Renisha Cantrell Jackson-Rucker | 5539713 | 3 | 09/11/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Randall Williams | 2540151 | 1 | 08/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |