Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Daniell | 2496320 | 1 | 07/12/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Smith Zonino | 1392161 | 1 | 05/10/2005 | Customer Dispute | Closed-No Action | $109,835.00 | $0.00 | See FINRA Report |
| Joseph Mathew Kavumpurath | 2238002 | 3 | 03/15/2005 | Customer Dispute | Closed-No Action | $19,250.00 | $0.00 | See FINRA Report |
| James Fay | 1912317 | 2 | 02/10/2005 | Customer Dispute | Closed-No Action | $49,132.70 | $0.00 | See FINRA Report |
| Richard James Dipasquale | 68475 | 1 | 07/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 05/20/2004 | Customer Dispute | Closed-No Action | $6,069.91 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 05/07/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 11/14/2003 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Mark Randell Richards | 2205018 | 2 | 07/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Peeples | 1093757 | 4 | 03/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |