Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Seymore Gallion | 4192476 | 4 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivan Richard Gefen | 1229418 | 12 | 03/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd James Lamberty | 4155573 | 1 | 02/06/2019 | Customer Dispute | Settled | $1,849,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Dellaporta | 3078075 | 4 | 01/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph Fairchild | 1959274 | 3 | 12/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Owens | 2753041 | 1 | 11/05/2018 | Customer Dispute | Denied | $126,000.00 | $0.00 | See FINRA Report |
| Robert Vaughn Whitaker | 6768021 | 5 | 10/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian P de Armas | 2080287 | 4 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Scott McCrillis | 4092873 | 3 | 07/07/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Xavier Patino | 5528139 | 4 | 06/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |