Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Kirkland Moy | 848350 | 6 | 09/26/2019 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
Sami Dahoud Qubty | 2121862 | 5 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Samuel Qubty | 5273129 | 1 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Lewis Eglow | 1299960 | 8 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Frank Donoso | 4533488 | 3 | 05/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Anthony Badolato | 2277679 | 2 | 05/01/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Theodore L Kovacevich | 6962430 | 2 | 04/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Gerard Forrester | 728188 | 12 | 04/16/2019 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
John Kirkland Moy | 848350 | 6 | 04/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Theodore L Kovacevich | 6962430 | 2 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |