Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geronal Nathaniel Hurdle | 7220016 | 4 | 08/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Gregg Yeager | 2276310 | 4 | 04/08/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 5 | 03/04/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Dellaporta | 3078075 | 4 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gerard Demeo | 1034717 | 3 | 02/08/2020 | Customer Dispute | Settled | $208,287.00 | $0.00 | See FINRA Report |
| Andrew Joseph Fairchild | 1959274 | 3 | 01/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Penny L Kelley | 1013437 | 1 | 12/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph Fairchild | 1959274 | 3 | 12/06/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |