Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Leonard Whitaker | 1739854 | 10 | 05/24/2022 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 5 | 04/29/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Vincent Zaffarano | 6690551 | 1 | 04/21/2022 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Christopher Scott McCrillis | 4092873 | 3 | 03/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott McCrillis | 4092873 | 3 | 03/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| G John Echevarria | 3108654 | 1 | 12/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Frank Donoso | 4533488 | 3 | 12/09/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Vaughn Whitaker | 6768021 | 5 | 10/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodger Erik Thomas | 4010563 | 2 | 10/15/2021 | Customer Dispute | Settled | $47,667.00 | $0.00 | See FINRA Report |
| Adrian P de Armas | 2080287 | 4 | 09/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |