Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Vaughn Whitaker | 6768021 | 6 | 06/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph Casolaro | 1812805 | 5 | 05/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Earl Williams | 1631008 | 9 | 07/23/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Julian Irwin Stoopler | 437507 | 5 | 12/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Earl Williams | 1631008 | 9 | 10/19/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Eugene Egan | 818750 | 6 | 10/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gary William Boyt | 3199337 | 8 | 07/07/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Allen John Hegener | 1136011 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |