Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 07/19/1989 | Customer Dispute | Award / Judgment | $56,119.00 | $44,926.20 | See FINRA Report |
| Alan Henry Birkley | 829088 | 6 | 06/01/1988 | Customer Dispute | Settled | $14,150.00 | $0.00 | See FINRA Report |
| Alan Henry Birkley | 829088 | 6 | 11/03/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allen John Hegener | 1136011 | 3 | 02/18/1987 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Vaughn Whitaker | 6768021 | 5 | 06/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Casolaro | 1812805 | 5 | 05/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 07/23/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julian Irwin Stoopler | 437507 | 5 | 12/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 10/19/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen John Hegener | 1136011 | 3 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |