Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 12/30/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rose Diane Kilkenny | 6373204 | 2 | 12/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 12/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Raab | 832584 | 1 | 07/19/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Alan Henry Birkley | 829088 | 6 | 05/18/1994 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 04/11/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sherrie Lynn Stalzer | 2296388 | 1 | 03/30/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Albert S Humphrey | 1036349 | 18 | 02/28/1994 | Customer Dispute | Settled | $21,950.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 02/01/1994 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Daniel Coogle | 1211433 | 2 | 12/02/1993 | Customer Dispute | Award / Judgment | $528,791.00 | $138,429.00 | See FINRA Report |