Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerri Suzanne Jamison | 4348584 | 3 | 11/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 09/28/2023 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 7 | 08/31/2023 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 08/21/2023 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Russell Alan Pierce | 2010254 | 3 | 08/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Brian Campbell | 3046265 | 3 | 07/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Brian Campbell | 3046265 | 3 | 07/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 07/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian P de Armas | 2080287 | 4 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Malcolm McLeod | 2741097 | 5 | 05/30/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |