Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 03/03/1997 | Customer Dispute | Settled | $28,035.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 09/24/1996 | Customer Dispute | Award / Judgment | $1,500,000.00 | $50,000.00 | See FINRA Report |
| William Daniel Coogle | 1211433 | 2 | 03/07/1996 | Customer Dispute | Award / Judgment | $2,500.00 | $1,440.73 | See FINRA Report |
| Scott Howard Goldstein | 1630008 | 5 | 10/27/1995 | Customer Dispute | Settled | $6,910.73 | $0.00 | See FINRA Report |
| Kenneth Robert Mahoney | 1911756 | 5 | 07/24/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 07/19/1995 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Malcolm Douglas MacLennan | 1630655 | 6 | 07/01/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cristian Corona Arias | 2205884 | 2 | 06/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rose Diane Kilkenny | 6373204 | 2 | 05/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 12/30/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |