Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Richard Gefen | 1229418 | 12 | 09/23/1998 | Customer Dispute | Settled | $601,983.00 | $0.00 | See FINRA Report |
| Jasen Michael Devlin | 2409228 | 3 | 09/15/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cristian Corona Arias | 2205884 | 2 | 06/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julian Irwin Stoopler | 437507 | 5 | 03/21/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Cary Bodnar | 2627355 | 3 | 01/16/1998 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Julian Irwin Stoopler | 437507 | 5 | 01/15/1998 | Customer Dispute | Award / Judgment | $193,000.00 | $50,000.00 | See FINRA Report |
| Pamela Nisbet McWhorter | 1137851 | 2 | 12/15/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jasen Michael Devlin | 2409228 | 3 | 11/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Scott Glodek | 2024287 | 5 | 07/08/1997 | Customer Dispute | Settled | $38,118.00 | $0.00 | See FINRA Report |
| Alan Henry Birkley | 829088 | 6 | 05/28/1997 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |