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FINRA Broker Disclosures for Newbridge Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 261-270 out of 330 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Gerard Demeo1034717310/04/1999Customer DisputeSettled$50,000.00$0.00See FINRA Report
Matthew Louise Weisberg2348895209/08/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
William Brian Molloy2204529409/02/1999Customer DisputeClosed-No Action$14,437.00$0.00See FINRA Report
Scott Howard Goldstein1630008508/19/1999Customer DisputeClosed-No Action$31,500.00$0.00See FINRA Report
William Brian Molloy2204529402/08/1999Customer DisputeClosed-No Action$10,625.00$0.00See FINRA Report
Kenneth Robert Mahoney1911756502/02/1999Customer DisputeAward / Judgment$350,000.00$197,000.00See FINRA Report
Howard Gregg Yeager2276310401/12/1999Customer DisputeSettled$31,500.00$0.00See FINRA Report
Richard Eugene Griffin2542692312/28/1998Customer DisputeSettled$30,000.00$0.00See FINRA Report
Joseph Scott Glodek2024287511/27/1998Customer DisputeSettled$293,407.00$0.00See FINRA Report
Julian Irwin Stoopler437507510/01/1998RegulatoryFinal$0.00$0.00See FINRA Report

330 Results

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