Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 01/22/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $642,000.00 | See FINRA Report |
| John E Swegles | 1034058 | 3 | 08/14/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Casolaro | 1812805 | 5 | 07/20/2000 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Jasen Michael Devlin | 2409228 | 3 | 07/18/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Badolato | 2277679 | 2 | 05/22/2000 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 04/15/2000 | Customer Dispute | Closed-No Action | $52,937.00 | $0.00 | See FINRA Report |
| Julian Irwin Stoopler | 437507 | 5 | 02/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Tod | 1004317 | 3 | 12/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Fischer | 1033125 | 2 | 12/28/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sami Dahoud Qubty | 2121862 | 5 | 11/10/1999 | Customer Dispute | Settled | $33,099.60 | $0.00 | See FINRA Report |