Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Behram Antia | 2187727 | 5 | 07/25/2002 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 04/10/2002 | Customer Dispute | Award / Judgment | $610,200.00 | $175,000.00 | See FINRA Report |
| William Brian Molloy | 2204529 | 4 | 04/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chris Allen Nelson | 2246462 | 4 | 03/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Malcolm Douglas MacLennan | 1630655 | 6 | 10/31/2001 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Philip Behram Antia | 2187727 | 5 | 10/01/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Casolaro | 1812805 | 5 | 04/26/2001 | Customer Dispute | Settled | $317,500.00 | $0.00 | See FINRA Report |
| Joseph Scott Glodek | 2024287 | 5 | 04/24/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 04/20/2001 | Customer Dispute | Denied | $23,589.00 | $0.00 | See FINRA Report |
| Philip Behram Antia | 2187727 | 5 | 04/15/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |