Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Robert Mahoney | 1911756 | 5 | 01/03/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Stanley Brooks | 3235252 | 1 | 09/04/2007 | Customer Dispute | Award / Judgment | $690,000.00 | $523,300.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 08/13/2007 | Customer Dispute | Award / Judgment | $3,750,000.00 | $250,000.00 | See FINRA Report |
| Russell Alan Pierce | 2010254 | 3 | 08/01/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Eugene Griffin | 2542692 | 3 | 06/30/2007 | Customer Dispute | Settled | $79,002.00 | $0.00 | See FINRA Report |
| Pablo Rodriguez | 4328720 | 5 | 01/24/2007 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 7 | 12/26/2006 | Customer Dispute | Closed-No Action | $13,012.00 | $0.00 | See FINRA Report |
| William Brian Molloy | 2204529 | 4 | 07/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sami Dahoud Qubty | 2121862 | 5 | 06/12/2006 | Customer Dispute | Denied | $6,976.80 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/12/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |