Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pablo Rodriguez | 4328720 | 5 | 10/20/2008 | Customer Dispute | Pending | $41,000.00 | $0.00 | See FINRA Report |
| Gaspar Vicente Garcia | 3244396 | 4 | 10/07/2008 | Customer Dispute | Denied | $12,956.00 | $0.00 | See FINRA Report |
| John E Swegles | 1034058 | 3 | 09/24/2008 | Customer Dispute | Award / Judgment | $6,000.00 | $2,000.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 08/01/2008 | Customer Dispute | Award / Judgment | $140,000.00 | $108,315.00 | See FINRA Report |
| Scott Howard Goldstein | 1630008 | 5 | 07/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Steven Amico | 1723157 | 4 | 07/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Omar Diaz | 4877003 | 3 | 07/21/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 03/03/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 02/14/2008 | Customer Dispute | Denied | $7,073.86 | $0.00 | See FINRA Report |
| Chris Michael Bond | 5157326 | 1 | 02/01/2008 | Customer Dispute | Withdrawn | $446,828.00 | $0.00 | See FINRA Report |