Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Earl Williams | 1631008 | 10 | 08/04/2009 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |
| Lori Ann Franke | 4307408 | 1 | 08/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Gerard Demeo | 1034717 | 3 | 05/01/2009 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Casolaro | 1812805 | 5 | 05/01/2009 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Gaspar Vicente Garcia | 3244396 | 4 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Gregg Yeager | 2276310 | 4 | 03/25/2009 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 03/24/2009 | Customer Dispute | Denied | $39,073.00 | $0.00 | See FINRA Report |
| Stephen David Tracy | 4655365 | 5 | 03/05/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Pedro Omar Diaz | 4877003 | 3 | 11/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen David Tracy | 4655365 | 5 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |