Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gerard Forrester | 728188 | 12 | 04/30/2024 | Customer Dispute | Pending | $162,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 04/18/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 5 | 04/17/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Gregory Malcolm McLeod | 2741097 | 5 | 04/15/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Pamela Nisbet McWhorter | 1137851 | 2 | 03/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Whitaker | 1739854 | 10 | 02/23/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 02/05/2024 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 01/19/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 11/21/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John E Swegles | 1034058 | 3 | 11/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |