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FINRA Broker Disclosures for Newbridge Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 428 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Betsy Lou Whipple2703262307/07/2022Customer DisputePending$500,000.00$0.00See FINRA Report
Gregory Malcolm McLeod2741097307/05/2022Customer DisputePending$85,000.00$0.00See FINRA Report
Nicholas Michael Giallourakis4496285407/05/2022Customer DisputePending$0.00$0.00See FINRA Report
Andrew Seymore Gallion4192476307/01/2022Judgment / Lien$0.00$0.00See FINRA Report
Alan Henry Birkley829088606/29/2022Customer DisputeWithdrawn$100,001.00$0.00See FINRA Report
Michael Leonard Whitaker1739854406/28/2022Customer DisputePending$0.00$0.00See FINRA Report
Jeffrey Lewis Eglow1299960806/22/2022Customer DisputePending$125,000.00$0.00See FINRA Report
Brian Robert Roth4607595906/16/2022Customer DisputePending$1,500,000.00$0.00See FINRA Report
Robert Charles Bragg4767535306/10/2022Customer DisputePending$0.00$0.00See FINRA Report
Gaspar Vicente Garcia3244396406/09/2022Customer DisputePending$150,000.00$0.00See FINRA Report

428 Results

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