Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Betsy Lou Whipple | 2703262 | 3 | 07/07/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
Gregory Malcolm McLeod | 2741097 | 3 | 07/05/2022 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
Nicholas Michael Giallourakis | 4496285 | 4 | 07/05/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew Seymore Gallion | 4192476 | 3 | 07/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alan Henry Birkley | 829088 | 6 | 06/29/2022 | Customer Dispute | Withdrawn | $100,001.00 | $0.00 | See FINRA Report |
Michael Leonard Whitaker | 1739854 | 4 | 06/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Jeffrey Lewis Eglow | 1299960 | 8 | 06/22/2022 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
Brian Robert Roth | 4607595 | 9 | 06/16/2022 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
Robert Charles Bragg | 4767535 | 3 | 06/10/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Gaspar Vicente Garcia | 3244396 | 4 | 06/09/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |