Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Louise Weisberg | 2348895 | 2 | 12/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Adelani Owoyemi | 1822177 | 3 | 11/27/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gaspar Vicente Garcia | 3244396 | 4 | 11/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Zator | 812662 | 4 | 11/13/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pablo Rodriguez | 4328720 | 5 | 10/24/2009 | Customer Dispute | Settled | $465,445.00 | $0.00 | See FINRA Report |
| Robert Vaughn Whitaker | 6768021 | 5 | 10/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Keith Cox | 2365633 | 6 | 10/14/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 09/29/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Andrew Seymore Gallion | 4192476 | 4 | 09/11/2009 | Customer Dispute | Settled | $81,035.00 | $0.00 | See FINRA Report |
| Richard Michael Roesler | 5407983 | 1 | 08/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |