Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Howard Goldstein | 1630008 | 5 | 08/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Steven Amico | 1723157 | 4 | 08/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Douglas MacLennan | 1630655 | 6 | 08/05/2010 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Rodger Erik Thomas | 4010563 | 2 | 07/26/2010 | Customer Dispute | Settled | $100,603.00 | $0.00 | See FINRA Report |
| Joseph Mellusi | 2180257 | 2 | 05/18/2010 | Customer Dispute | Settled | $389,821.00 | $0.00 | See FINRA Report |
| Daniel Josef Derfel | 4397012 | 3 | 02/24/2010 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Marc Barton | 2937356 | 3 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Zappier | 4329223 | 1 | 02/04/2010 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Pablo Rodriguez | 4328720 | 5 | 12/31/2009 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Fischer | 1033125 | 2 | 12/22/2009 | Customer Dispute | Denied | $85,892.00 | $0.00 | See FINRA Report |