Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Frank Donoso | 4533488 | 3 | 02/24/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Zator | 812662 | 4 | 12/09/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geronal Nathaniel Hurdle | 7220016 | 4 | 09/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis C Randle El | 4877870 | 3 | 06/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Vaughn Whitaker | 6768021 | 5 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Manuel Robles | 4490918 | 1 | 03/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 02/15/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 02/15/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven A Swanson | 2748327 | 1 | 10/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Gerard Forrester | 728188 | 12 | 10/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |