Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Zator | 812662 | 4 | 10/02/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle George Corgan | 4417800 | 5 | 09/10/2012 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Zator | 812662 | 4 | 09/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 7 | 08/30/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 7 | 08/23/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 06/25/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Nicholas Adelani Owoyemi | 1822177 | 3 | 06/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sami Dahoud Qubty | 2121862 | 5 | 04/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pablo Rodriguez | 4328720 | 5 | 03/22/2012 | Customer Dispute | Closed-No Action | $11,986.60 | $0.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 02/29/2012 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |