Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corinne Renae Mittag | 2754498 | 2 | 02/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Curtis C Randle El | 4877870 | 3 | 02/09/2015 | Customer Dispute | Settled | $133,725.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 11/17/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle George Corgan | 4417800 | 5 | 09/19/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 07/17/2014 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Walter Paul Priebe | 1295817 | 2 | 07/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sami Dahoud Qubty | 2121862 | 5 | 05/12/2014 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Philip Frank Rutigliano | 2136509 | 3 | 04/21/2014 | Customer Dispute | Settled | $582,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Griffin | 2542692 | 3 | 03/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen David Tracy | 4655365 | 5 | 10/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |