Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard M Benedetti | 4779697 | 1 | 09/07/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Charles Bragg | 4767535 | 3 | 07/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Eglow | 1299960 | 8 | 07/25/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kenneth Robert Mahoney | 1911756 | 5 | 07/06/2016 | Customer Dispute | Settled | $13,885.00 | $0.00 | See FINRA Report |
| Mario Guissippi Tribioli | 2984833 | 1 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Scott Rathman | 2315338 | 1 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xavier Patino | 5528139 | 4 | 01/21/2016 | Customer Dispute | Denied | $8,050.38 | $0.00 | See FINRA Report |
| Malcolm Douglas MacLennan | 1630655 | 6 | 11/19/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Giallourakis | 4496285 | 4 | 10/20/2015 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Kristi M Trowbridge | 2643956 | 1 | 10/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |