Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen David Tracy | 4655365 | 5 | 03/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kirkland Moy | 848350 | 6 | 03/02/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Casolaro | 1812805 | 5 | 02/08/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Pedro Omar Diaz | 4877003 | 3 | 11/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lourdin | 4152768 | 7 | 09/13/2017 | Customer Dispute | Settled | $37,537.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 07/10/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 06/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 06/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Tod | 1004317 | 3 | 05/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Eglow | 1299960 | 8 | 05/19/2017 | Customer Dispute | Settled | $48,758.00 | $0.00 | See FINRA Report |