Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pablo Rodriguez | 4328720 | 5 | 10/24/2009 | Customer Dispute | Settled | $465,445.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 09/29/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Andrew Seymore Gallion | 4192476 | 4 | 09/11/2009 | Customer Dispute | Settled | $81,035.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 08/04/2009 | Customer Dispute | Settled | $1,050,000.00 | $0.00 | See FINRA Report |
| Howard Gregg Yeager | 2276310 | 4 | 03/25/2009 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Pedro Omar Diaz | 4877003 | 3 | 07/21/2008 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Griffin | 2542692 | 3 | 06/30/2007 | Customer Dispute | Settled | $79,002.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/12/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guy Steven Amico | 1723157 | 4 | 04/14/2006 | Customer Dispute | Settled | $39,587.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 03/23/2006 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |