Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Michael Giallourakis | 4496285 | 4 | 06/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Josef Derfel | 4397012 | 3 | 04/25/2013 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 7 | 08/23/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 06/25/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 02/29/2012 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Malcolm Douglas MacLennan | 1630655 | 6 | 08/05/2010 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Rodger Erik Thomas | 4010563 | 2 | 07/26/2010 | Customer Dispute | Settled | $100,603.00 | $0.00 | See FINRA Report |
| Joseph Mellusi | 2180257 | 2 | 05/18/2010 | Customer Dispute | Settled | $389,821.00 | $0.00 | See FINRA Report |
| Daniel Josef Derfel | 4397012 | 3 | 02/24/2010 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Marc Barton | 2937356 | 3 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |