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FINRA Broker Disclosures for Newbridge Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 123 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gaspar Vicente Garcia3244396406/09/2022Customer DisputeSettled$150,000.00$0.00See FINRA Report
Kyle George Corgan4417800506/07/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
James Earl Williams16310081006/01/2022Customer DisputeSettled$150,000.00$0.00See FINRA Report
Jeffrey Lewis Eglow1299960805/31/2022Customer DisputeSettled$250,000.00$0.00See FINRA Report
Michael Leonard Whitaker17398541005/24/2022Customer DisputeSettled$47,000.00$0.00See FINRA Report
Michael Joseph Whitaker6316100504/29/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
John Vincent Zaffarano6690551104/21/2022Customer DisputeSettled$185,000.00$0.00See FINRA Report
John Frank Donoso4533488312/09/2021Customer DisputeSettled$250,000.00$0.00See FINRA Report
Rodger Erik Thomas4010563210/15/2021Customer DisputeSettled$47,667.00$0.00See FINRA Report
Howard Gregg Yeager2276310404/08/2021Customer DisputeSettled$300,000.00$0.00See FINRA Report

123 Results

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