Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 02/28/1994 | Customer Dispute | Settled | $21,950.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 02/01/1994 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Guy Steven Amico | 1723157 | 4 | 08/23/1993 | Customer Dispute | Settled | $17,041.50 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 08/04/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 04/21/1993 | Customer Dispute | Settled | $96,700.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 03/17/1993 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 06/16/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 06/04/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 09/27/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 04/05/1991 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |