Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Keith Cox | 2365633 | 6 | 07/17/2014 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Pablo Rodriguez | 4328720 | 5 | 12/31/2009 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
James Keith Cox | 2365633 | 6 | 10/14/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Pablo Rodriguez | 4328720 | 5 | 10/20/2008 | Customer Dispute | Pending | $41,000.00 | $0.00 | See FINRA Report |