Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore L Kovacevich | 6962430 | 2 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seymore Gallion | 4192476 | 4 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Dellaporta | 3078075 | 4 | 01/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Vaughn Whitaker | 6768021 | 5 | 10/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian P de Armas | 2080287 | 4 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mario Guissippi Tribioli | 2984833 | 1 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Vaughn Whitaker | 6768021 | 5 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Louise Weisberg | 2348895 | 2 | 12/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Vaughn Whitaker | 6768021 | 5 | 10/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Ann Franke | 4307408 | 1 | 08/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |