Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Behram Antia | 2187727 | 5 | 11/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Behram Antia | 2187727 | 5 | 04/30/2003 | Customer Dispute | Denied | $310,000.00 | $0.00 | See FINRA Report |
| James Earl Williams | 1631008 | 10 | 04/20/2001 | Customer Dispute | Denied | $23,589.00 | $0.00 | See FINRA Report |
| Philip Behram Antia | 2187727 | 5 | 04/15/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John E Swegles | 1034058 | 3 | 08/14/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Casolaro | 1812805 | 5 | 07/20/2000 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| David Tod | 1004317 | 3 | 12/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |