Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gaspar Vicente Garcia | 3244396 | 4 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 03/24/2009 | Customer Dispute | Denied | $39,073.00 | $0.00 | See FINRA Report |
| Stephen David Tracy | 4655365 | 5 | 03/05/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen David Tracy | 4655365 | 5 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gaspar Vicente Garcia | 3244396 | 4 | 10/07/2008 | Customer Dispute | Denied | $12,956.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 03/03/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ivan Richard Gefen | 1229418 | 12 | 02/14/2008 | Customer Dispute | Denied | $7,073.86 | $0.00 | See FINRA Report |
| Pablo Rodriguez | 4328720 | 5 | 01/24/2007 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Sami Dahoud Qubty | 2121862 | 5 | 06/12/2006 | Customer Dispute | Denied | $6,976.80 | $0.00 | See FINRA Report |
| Philip Frank Rutigliano | 2136509 | 3 | 11/25/2003 | Customer Dispute | Denied | $21,750.00 | $0.00 | See FINRA Report |