Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Keith Cox | 2365633 | 6 | 11/17/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle George Corgan | 4417800 | 5 | 09/19/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 07/17/2014 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Sami Dahoud Qubty | 2121862 | 5 | 05/12/2014 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Griffin | 2542692 | 3 | 03/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric B James | 2948447 | 4 | 02/20/2014 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 12/17/2013 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Internoscia | 2721382 | 1 | 10/17/2013 | Customer Dispute | Settled | $53,273.30 | $0.00 | See FINRA Report |
| Nicholas Michael Giallourakis | 4496285 | 4 | 08/26/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Howard Gregg Yeager | 2276310 | 4 | 08/12/2013 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |