Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Greenfield | 5406611 | 7 | 01/08/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Robert Greenfield | 5406611 | 7 | 01/03/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 11/04/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| John Kirkland Moy | 848350 | 6 | 09/26/2019 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Steven S Maher | 1011535 | 4 | 09/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Louis D'Arminio | 1011587 | 1 | 09/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 07/08/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Badolato | 2277679 | 2 | 05/01/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 6 | 04/16/2019 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Baber | 1232485 | 1 | 02/15/2019 | Customer Dispute | Settled | $668,000.00 | $0.00 | See FINRA Report |