Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Gregg Yeager | 2276310 | 4 | 04/08/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Eric B James | 2948447 | 4 | 04/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/25/2021 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/10/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 02/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 12/16/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 08/24/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Brian Robert Roth | 4607595 | 9 | 04/15/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 02/26/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Gerard Demeo | 1034717 | 3 | 02/08/2020 | Customer Dispute | Settled | $208,287.00 | $0.00 | See FINRA Report |