Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Richard Gefen | 1229418 | 12 | 05/17/2023 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Russell Alan Pierce | 2010254 | 3 | 04/04/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Kirkland Moy | 848350 | 6 | 12/13/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 11/29/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gregory Malcolm McLeod | 2741097 | 5 | 10/25/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 10 | 08/08/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 5 | 07/25/2022 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Giallourakis | 4496285 | 4 | 07/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Malcolm McLeod | 2741097 | 5 | 07/05/2022 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Alan Henry Birkley | 829088 | 6 | 06/29/2022 | Customer Dispute | Withdrawn | $100,001.00 | $0.00 | See FINRA Report |