Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Keith Cox | 2365633 | 6 | 06/25/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Sami Dahoud Qubty | 2121862 | 5 | 04/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 02/29/2012 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| John Frank Donoso | 4533488 | 3 | 02/24/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Peter Lewis Goffin | 1617710 | 5 | 01/10/2012 | Customer Dispute | Denied | $30,300.00 | $0.00 | See FINRA Report |
| Brian Robert Roth | 4607595 | 9 | 12/15/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Carmine Nolie | 4184016 | 4 | 06/22/2011 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| John Eugene Egan | 818750 | 6 | 03/07/2011 | Customer Dispute | Award / Judgment | $500,000.00 | $253,885.00 | See FINRA Report |
| Malcolm Douglas MacLennan | 1630655 | 6 | 08/05/2010 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Rodger Erik Thomas | 4010563 | 2 | 07/26/2010 | Customer Dispute | Settled | $100,603.00 | $0.00 | See FINRA Report |