Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Malcolm Douglas MacLennan | 1630655 | 6 | 08/06/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Dellaporta | 3078075 | 4 | 07/31/2013 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Nicholas Michael Giallourakis | 4496285 | 4 | 06/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Josef Derfel | 4397012 | 3 | 04/25/2013 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Eric B James | 2948447 | 4 | 03/25/2013 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 6 | 02/27/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kyle George Corgan | 4417800 | 5 | 09/10/2012 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 6 | 08/30/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Lourdin | 4152768 | 6 | 08/23/2012 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Brian Robert Roth | 4607595 | 9 | 07/02/2012 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |